On April 7, 2026, the SEC announced its enforcement results for fiscal year 2025.  In 2025, 456 enforcement actions were filed.  This included 303 standalone actions and 69 “follow-on” administrative proceedings seeking to bar or suspend individuals.  You can read more about these results and the Commission’s strategy to refocus enforcement resources to address situations that harm investors, including fraud and the persons who perpetrate fraud.

As always, your thoughts and comments are welcome!