On June 11, 2025, the former hosts of PLI’s InSecurities podcast, Chris Ekimoff of RSM US LLP and Kurt Wolfe of Quinn Emanuel Urquhart & Sullivan, LLP, along with George Wilson of PLI’s SEC Institute, will present a One-Hour Briefing titled “Navigating a Financial Restatement in SEC Reporting.” Companies are frequently unprepared for, and even unaware of, the risks when a financial reporting error is discovered. This briefing will help companies build a plan and be ready if they ever need to navigate the restatement process.
This briefing will address:
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- First steps: how to respond after discovering a financial statement error
- The audit committee’s role in the restatement process
- Critical steps in the investigation process
- How to develop a strategy to communicate with the SEC
- How to control the narrative
- Reporting restatements in Forms 10-K/A and 10-Q/A
- When to claw back incentive-based compensation
As always, your thoughts and comments are welcome!