On November 18, 2021, the SEC issued a detailed Press Release reviewing Enforcement Division activity for 2021.  This Press Release, while a departure from the “glossy” annual report in previous years, provides significant information about the types of enforcement cases, sanctions and focus areas of the Division.  If you would like more insight into the Division’s activities, PLI’s InSecurities podcast, hosted by Chris Ekimoff and Kurt Wolfe, provides a deep dive discussion in this “Special Episode: The 2021 SEC Enforcement ‘Report,’” featuring Sarah Heaton Concannon, who recently left the Enforcement Division.

As always, your thoughts and comments are welcome!