{"id":7784,"date":"2025-05-02T13:01:25","date_gmt":"2025-05-02T17:01:25","guid":{"rendered":"https:\/\/seci.wpenginepowered.com\/?p=7784"},"modified":"2025-05-02T13:01:30","modified_gmt":"2025-05-02T17:01:30","slug":"sec-updates-rule-10b5-1-cdis","status":"publish","type":"post","link":"https:\/\/seciblog.pli.edu\/index.php\/sec-updates-rule-10b5-1-cdis\/","title":{"rendered":"SEC Updates Rule 10b5-1 C&amp;DIs"},"content":{"rendered":"<p style=\"font-weight: 400;\">On April 25, 2025, the SEC updated its <a href=\"https:\/\/www.sec.gov\/about\/cdi-04252025\">Compliance and Disclosure Interpretations (C&amp;DIs)<\/a> addressing \u201cManipulative and Deceptive Devices and Contrivances: Rule 10b5-1.\u201d\u00a0 The changes include two new C&amp;DIs, updates to twenty C&amp;DIs, and withdrawal of three C&amp;DIs.\u00a0 Issues addressed include interactions with Rule 144, transactions in trusts, transactions with stock that was collateral for loans, and several other detailed areas.<\/p>\n<p style=\"font-weight: 400;\">As always, your thoughts and comments are welcome.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>On April 25, 2025, the SEC updated its Compliance and Disclosure Interpretations (C&amp;DIs) addressing \u201cManipulative and Deceptive Devices and Contrivances: Rule 10b5-1.\u201d\u00a0 The changes include two new C&amp;DIs, updates to twenty C&amp;DIs, and withdrawal of three C&amp;DIs.\u00a0 Issues addressed include interactions with Rule 144, transactions in trusts, transactions with stock that was collateral for loans, &hellip; <a href=\"https:\/\/seciblog.pli.edu\/index.php\/sec-updates-rule-10b5-1-cdis\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">SEC Updates Rule 10b5-1 C&amp;DIs<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":9,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2}},"categories":[256],"tags":[],"coauthors":[154],"class_list":["post-7784","post","type-post","status-publish","format-standard","hentry","category-sec-news"],"jetpack_publicize_connections":[],"jetpack_featured_media_url":"","jetpack_sharing_enabled":true,"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/7784","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/9"}],"replies":[{"embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=7784"}],"version-history":[{"count":0,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/7784\/revisions"}],"wp:attachment":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=7784"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=7784"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=7784"},{"taxonomy":"author","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/coauthors?post=7784"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}