{"id":2699,"date":"2023-08-29T15:47:11","date_gmt":"2023-08-29T19:47:11","guid":{"rendered":"https:\/\/seci.wpenginepowered.com\/?p=2699"},"modified":"2023-08-29T16:01:26","modified_gmt":"2023-08-29T20:01:26","slug":"new-insider-trading-plan-cdis-and-a-tip-for-keeping-up-with-corpfin-developments","status":"publish","type":"post","link":"https:\/\/seciblog.pli.edu\/index.php\/new-insider-trading-plan-cdis-and-a-tip-for-keeping-up-with-corpfin-developments\/","title":{"rendered":"New Insider Trading Plan C&DIs and a Tip for Keeping Up with CorpFin Developments"},"content":{"rendered":"

In our workshops<\/a> we discuss the various avenues through which CorpFin provides reporting and filing guidance.\u00a0 Perhaps more importantly, we also review how to keep current with new guidance.\u00a0 One very helpful tool is the \u201cWhat\u2019s New<\/strong>\u201d section of CorpFin\u2019s homepage<\/a> (located on right side of page).<\/p>\n

\"\"<\/p>\n

While this \u201cWhat\u2019s New<\/a>\u201d box looks like a heading for the column below, it is actually a link to this helpful webpage where CorpFin usually announces new guidance:<\/p>\n

\"\"<\/p>\n

As you can see, on August 25, 2023, CorpFin issued several new C&DIs related to the recent Insider Trading Arrangements Final Rule<\/a>.\u00a0 The new C&DIs, among other things, clarify that the new check box on Form 4 to indicate that a trade was conducted pursuant to a plan does not apply to plans adopted before the Final Rule\u2019s effective date, and that the cooling-off period provision related to \u201c[t]wo business days following the disclosure of the issuer\u2019s financial results in a Form 10-Q or Form 10-K for the completed fiscal quarter in which the plan was adopted\u201d does not include the date of filing.<\/p>\n

As always, your thoughts and comments are welcome!<\/p>\n","protected":false},"excerpt":{"rendered":"

In our workshops we discuss the various avenues through which CorpFin provides reporting and filing guidance.\u00a0 Perhaps more importantly, we also review how to keep current with new guidance.\u00a0 One very helpful tool is the \u201cWhat\u2019s New\u201d section of CorpFin\u2019s homepage (located on right side of page). While this \u201cWhat\u2019s New\u201d box looks like a … Continue reading New Insider Trading Plan C&DIs and a Tip for Keeping Up with CorpFin Developments<\/span> →<\/span><\/a><\/p>\n","protected":false},"author":9,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2},"_wpas_customize_per_network":false},"categories":[143,242],"tags":[],"coauthors":[154],"class_list":["post-2699","post","type-post","status-publish","format-standard","hentry","category-hot-topic","category-reporting"],"jetpack_publicize_connections":[],"jetpack_featured_media_url":"","jetpack_sharing_enabled":true,"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/2699","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/9"}],"replies":[{"embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=2699"}],"version-history":[{"count":0,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/2699\/revisions"}],"wp:attachment":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=2699"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=2699"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=2699"},{"taxonomy":"author","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/coauthors?post=2699"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}