{"id":2603,"date":"2023-06-20T10:52:58","date_gmt":"2023-06-20T14:52:58","guid":{"rendered":"https:\/\/seci.wpenginepowered.com\/?p=2603"},"modified":"2023-06-20T10:53:02","modified_gmt":"2023-06-20T14:53:02","slug":"sec-approves-nyse-and-nasdaq-clawback-listing-standards","status":"publish","type":"post","link":"https:\/\/seciblog.pli.edu\/index.php\/sec-approves-nyse-and-nasdaq-clawback-listing-standards\/","title":{"rendered":"SEC Approves NYSE and NASDAQ Clawback Listing Standards"},"content":{"rendered":"<p style=\"font-weight: 400;\">As we discussed in this <a href=\"https:\/\/seciblog.pli.edu\/sec-extends-time-to-approve-clawback-listing-standards-but-rulemaking-process-remains-ahead-of-original-schedule\/\">blog post<\/a>, as part of implementing the Dodd-Frank clawback provisions, the SEC required the NYSE and NASDAQ to adopt appropriate clawback listing standards.<\/p>\n<p style=\"font-weight: 400;\">On June 9, 2023, the SEC approved the <a href=\"https:\/\/www.sec.gov\/rules\/sro\/nyse\/2023\/34-97688.pdf?mkt_tok=NTIwLVJYUC0wMDMAAAGMX8NbbHAbO3_m6uLOkQpiC8MR8Ql1wBb0ruDBT7CZFvEkS2Fhpe4_AN9zeuHSstXXdKkHJ0I-OkcgHDGxgsSZYGaqLa8PN7S9dpN8_nNIKPQtvouwSg\">NYSE\u2019s<\/a> and <a href=\"https:\/\/www.sec.gov\/rules\/sro\/nasdaq\/2023\/34-97687.pdf\">NASDAQ\u2019s<\/a> clawback listing standards, which will be effective on October 2, 2023.\u00a0 Companies listed on the NYSE and NASDAQ will be required to adopt appropriate clawback policies by December 1, 2023.\u00a0 These policies will apply to any incentive-based compensation paid after October 2, 2023.<\/p>\n<p style=\"font-weight: 400;\">As always, your thoughts and comments are welcome.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>As we discussed in this blog post, as part of implementing the Dodd-Frank clawback provisions, the SEC required the NYSE and NASDAQ to adopt appropriate clawback listing standards. On June 9, 2023, the SEC approved the NYSE\u2019s and NASDAQ\u2019s clawback listing standards, which will be effective on October 2, 2023.\u00a0 Companies listed on the NYSE &hellip; <a href=\"https:\/\/seciblog.pli.edu\/index.php\/sec-approves-nyse-and-nasdaq-clawback-listing-standards\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">SEC Approves NYSE and NASDAQ Clawback Listing Standards<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":9,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2}},"categories":[143,242],"tags":[],"coauthors":[154],"class_list":["post-2603","post","type-post","status-publish","format-standard","hentry","category-hot-topic","category-reporting"],"jetpack_publicize_connections":[],"jetpack_featured_media_url":"","jetpack_sharing_enabled":true,"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/2603","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/9"}],"replies":[{"embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=2603"}],"version-history":[{"count":0,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/2603\/revisions"}],"wp:attachment":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=2603"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=2603"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=2603"},{"taxonomy":"author","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/coauthors?post=2603"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}