{"id":2460,"date":"2023-03-07T12:42:19","date_gmt":"2023-03-07T17:42:19","guid":{"rendered":"https:\/\/seci.wpenginepowered.com\/?p=2460"},"modified":"2023-03-07T12:42:23","modified_gmt":"2023-03-07T17:42:23","slug":"new-rule-10b5-1-questions-abound","status":"publish","type":"post","link":"https:\/\/seciblog.pli.edu\/index.php\/new-rule-10b5-1-questions-abound\/","title":{"rendered":"<strong>New Rule 10b5-1 Questions Abound<\/strong>"},"content":{"rendered":"<p style=\"font-weight: 400;\">The SEC\u2019s December 14, 2022, Final Rule \u201c<a href=\"https:\/\/www.sec.gov\/rules\/final\/2022\/33-11138.pdf\">Insider Trading Arrangements and Related Disclosures<\/a>\u201d dramatically changed the landscape for using Rule 10b5-1 plans.<\/p>\n<p style=\"font-weight: 400;\">One of the major questions the new rule raises is \u201cwhat is a non-Rule 10b5-1 trading plan?\u201d\u00a0 Gary Brown, Partner, Nelson Mullins and SEC Institute workshop leader and author, and his colleague Charles Vaughn, Partner, Nelson Mullins, address this question and the issues it raises in their firm\u2019s securities alert titled \u201c<a href=\"https:\/\/www.nelsonmullins.com\/idea_exchange\/alerts\/securities_alert\/sec-guidance\/to-be-or-not-to-be-a-non-rule-10b5-1-trading-arrangement-that-is-the-question?utm_source=Securities%20Alert&amp;utm_medium=Email\">To be or not to be a \u201cnon-Rule 10b5-1 trading arrangement\u201d \u2013 that is the question<\/a>!\u201d<\/p>\n<p style=\"font-weight: 400;\">You can also learn about these required changes in PLI\u2019s related One-Hour Briefings:<\/p>\n<p style=\"font-weight: 400; padding-left: 40px;\"><a href=\"https:\/\/www.pli.edu\/programs\/sec-amendments-to-rule-10b5-1-and-related-disclosure-requirements?t=ondemand\">SEC Amendments to Rule 10b5-1 and Related Disclosure Requirements<\/a>\u00a0 (<em>on-demand<\/em>)<\/p>\n<p style=\"font-weight: 400; padding-left: 40px;\"><a href=\"https:\/\/www.pli.edu\/programs\/rule-10b5-1-amendments--more-than-meets-the-eye--implementation-conundrums-and-disclosure-challenges?t=live&amp;p=377337\">Rule 10b5-1 Amendments \u2013 More Than Meets the Eye \u2013 Implementation Conundrums and Disclosure Challenges<\/a>\u00a0 (<em>scheduled for March 23, 2023<\/em>)<\/p>\n<p style=\"font-weight: 400;\">As always, your thoughts and comments are welcome!<\/p>\n","protected":false},"excerpt":{"rendered":"<p>The SEC\u2019s December 14, 2022, Final Rule \u201cInsider Trading Arrangements and Related Disclosures\u201d dramatically changed the landscape for using Rule 10b5-1 plans. One of the major questions the new rule raises is \u201cwhat is a non-Rule 10b5-1 trading plan?\u201d\u00a0 Gary Brown, Partner, Nelson Mullins and SEC Institute workshop leader and author, and his colleague Charles &hellip; <a href=\"https:\/\/seciblog.pli.edu\/index.php\/new-rule-10b5-1-questions-abound\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\"><strong>New Rule 10b5-1 Questions Abound<\/strong><\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":9,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2},"_wpas_customize_per_network":false},"categories":[143],"tags":[],"coauthors":[154],"class_list":["post-2460","post","type-post","status-publish","format-standard","hentry","category-hot-topic"],"jetpack_publicize_connections":[],"jetpack_featured_media_url":"","jetpack_sharing_enabled":true,"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/2460","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/9"}],"replies":[{"embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=2460"}],"version-history":[{"count":0,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/2460\/revisions"}],"wp:attachment":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=2460"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=2460"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=2460"},{"taxonomy":"author","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/coauthors?post=2460"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}