{"id":2322,"date":"2022-12-08T13:47:08","date_gmt":"2022-12-08T18:47:08","guid":{"rendered":"https:\/\/seci.wpenginepowered.com\/?p=2322"},"modified":"2022-12-08T13:47:13","modified_gmt":"2022-12-08T18:47:13","slug":"sec-enforcement-division-announces-fiscal-year-2022-results","status":"publish","type":"post","link":"https:\/\/seciblog.pli.edu\/index.php\/sec-enforcement-division-announces-fiscal-year-2022-results\/","title":{"rendered":"SEC Enforcement Division Announces Fiscal Year 2022 Results"},"content":{"rendered":"<p>On November 15, 2022, the SEC Enforcement Division issued a press release announcing its fiscal year 2022 results.\u00a0 As it did last year, the Commission again used this simpler release rather than a glossy annual report.\u00a0 Highlights for the year include:<\/p>\n<ul>\n<li style=\"list-style-type: none;\">\n<ul>\n<li>Money ordered in SEC actions in f\/y 2022 actions totaled $6.439 billion, a significant increase over $3.852 billion for f\/y 2021,<\/li>\n<li>The Division filed 760 enforcement actions in 2022, an increase of 9 percent over the prior year, and<\/li>\n<li>Actions included 169 \u201cfollow-on\u201d cases to bar or suspend individuals.<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<p>You can read more details, including the SEC\u2019s focus on individual accountability, along with commentary by SEC Chair Gary Gensler in this <a href=\"https:\/\/www.sec.gov\/news\/press-release\/2022-206\">Press Release<\/a> and <a href=\"https:\/\/www.sec.gov\/files\/fy22-enforcement-statistics.pdf\">accompanying addendum<\/a>.<\/p>\n<p>If you would like to hear a deeper discussion of the Enforcement Division\u2019s report, you can check out <a href=\"https:\/\/www.pli.edu\/insecurities\/episode-81\">this episode<\/a> of our <a href=\"https:\/\/www.pli.edu\/insecurities\/podcast\">inSecurities Podcast<\/a> where co-hosts Chris Ekimoff and Kurt Wolfe delve into the report with a number of experts and former inSecurities guests.\u00a0 And, if you would like a deeper dive into accounting-related enforcement issues and the role of the Enforcement Division\u2019s Chief Accountant, check out <a href=\"https:\/\/insecurities.podbean.com\/e\/accounting-for-enforcement\/\">this episode<\/a> of inSecurities where Chris and Kurt discuss these issues along with the auditor\u2019s responsibility for identifying fraud with Matt Jacques, a former Chief Accountant for the SEC\u2019s Enforcement Division.<\/p>\n<p>As always, your thoughts and comments are welcome!<\/p>\n","protected":false},"excerpt":{"rendered":"<p>On November 15, 2022, the SEC Enforcement Division issued a press release announcing its fiscal year 2022 results.\u00a0 As it did last year, the Commission again used this simpler release rather than a glossy annual report.\u00a0 Highlights for the year include: Money ordered in SEC actions in f\/y 2022 actions totaled $6.439 billion, a significant &hellip; <a href=\"https:\/\/seciblog.pli.edu\/index.php\/sec-enforcement-division-announces-fiscal-year-2022-results\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">SEC Enforcement Division Announces Fiscal Year 2022 Results<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":9,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2},"_wpas_customize_per_network":false},"categories":[143,242],"tags":[],"coauthors":[154],"class_list":["post-2322","post","type-post","status-publish","format-standard","hentry","category-hot-topic","category-reporting"],"jetpack_publicize_connections":[],"jetpack_featured_media_url":"","jetpack_sharing_enabled":true,"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/2322","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/9"}],"replies":[{"embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=2322"}],"version-history":[{"count":0,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/2322\/revisions"}],"wp:attachment":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=2322"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=2322"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=2322"},{"taxonomy":"author","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/coauthors?post=2322"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}