{"id":1112,"date":"2017-10-11T09:59:00","date_gmt":"2017-10-11T13:59:00","guid":{"rendered":"https:\/\/seci.wpenginepowered.com\/?p=1112"},"modified":"2017-11-10T09:46:39","modified_gmt":"2017-11-10T14:46:39","slug":"more-insight-into-the-possible-direction-of-regulatory-change","status":"publish","type":"post","link":"https:\/\/seciblog.pli.edu\/index.php\/more-insight-into-the-possible-direction-of-regulatory-change\/","title":{"rendered":"More Insight into the Possible Direction of Regulatory Change"},"content":{"rendered":"<p>By: George M. Wilson &amp; Carol A. Stacey<\/p>\n<p>&nbsp;<\/p>\n<p>In early October, the U.S. Department of the Treasury published a report titled, \u201c<a href=\"https:\/\/www.treasury.gov\/press-center\/press-releases\/Documents\/A-Financial-System-Capital-Markets-FINAL-FINAL.pdf\"><u>A Financial System That Creates Economic Opportunities: Capital Markets, Report to President Donald J. Trump, Executive Order 13772 on Core Principles for Regulating the United States Financial System<\/u><\/a>\u201d.<\/p>\n<p>&nbsp;<\/p>\n<p>This 220-page report addresses many aspects of the capital markets, ranging from securitizations to derivatives. And, as you would expect, it addresses SEC regulation.<\/p>\n<p>&nbsp;<\/p>\n<p>Among its recommendations are:<\/p>\n<p>&nbsp;<\/p>\n<ul>\n<li>Repealing several Dodd-Frank disclosure requirements including the pay ratio and conflict minerals disclosure requirements<\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<ul>\n<li>The SEC moving forward with the FAST Act requirements to review Regulation S-K<\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<ul>\n<li>The SEC proceeding with the proposal to increase the threshold to be a Smaller Reporting Company to $250 million<\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<ul>\n<li>Extending the time period a company can be an Emerging Growth Company to 10 years<\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<ul>\n<li>Allowing all companies that are considering an IPO to \u201ctest the waters\u201d<\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<p>The report is an interesting read, and let us know if you have any thoughts or comments about the report!<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n","protected":false},"excerpt":{"rendered":"<p>By: George M. Wilson &amp; Carol A. Stacey &nbsp; In early October, the U.S. Department of the Treasury published a report titled, \u201cA Financial System That Creates Economic Opportunities: Capital Markets, Report to President Donald J. Trump, Executive Order 13772 on Core Principles for Regulating the United States Financial System\u201d. &nbsp; This 220-page report addresses &hellip; <a href=\"https:\/\/seciblog.pli.edu\/index.php\/more-insight-into-the-possible-direction-of-regulatory-change\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">More Insight into the Possible Direction of Regulatory Change<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2},"_wpas_customize_per_network":false},"categories":[143],"tags":[244],"coauthors":[163],"class_list":["post-1112","post","type-post","status-publish","format-standard","hentry","category-hot-topic","tag-secfasbpcaob"],"jetpack_publicize_connections":[],"jetpack_featured_media_url":"","jetpack_sharing_enabled":true,"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1112","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1112"}],"version-history":[{"count":0,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1112\/revisions"}],"wp:attachment":[{"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1112"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1112"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1112"},{"taxonomy":"author","embeddable":true,"href":"https:\/\/seciblog.pli.edu\/index.php\/wp-json\/wp\/v2\/coauthors?post=1112"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}